题目
A.downgrade risk.
B.default risk.
C.credit spread risk.
第1题
A.a broker
B.an active trader
C.an active investor
D.a securities' dealer
第2题
A.A shaking of heavenly spheres.
B.A vibration of the universe.
C.A trembling of the universe.
D.An earthquake.
第3题
Analogy is used in ________.
A、The viewer is on a perpetual guided tour; 30 minutes at the museum, 30 at the cathedral, 30 for a drink, then back on the bus to the next attraction – except on television, …
B、The women of a nation mold its moral, its religions, and its politics by the lives they live.
C、To be allowed, no, invited, into the private lives of strangers, and to share their joys and fears, was a chance to exchange the Southern bitter wormwood for a cup of mead with Beowulf or a hot cup of tea and milk with Oliver Twist.
D、Why are women thought of as secretaries, not administrators? Librarians and teachers, but not doctors and lawyers?
第4题
The investor should be aware of the limitations of the financial statement analysis()the annual report.
A. based on
B. basing on
C. base on
第5题
第6题
When an investment advisor attempts to determine an investor's risk tolerance,which factor would they be least likely to assess?()
A.the investor's prior investing experience
B.the investor's degree of financial security
C.the investor's tendency to make risky or conservative choices
D.the level of return the investor prefers
E.the investor's feeling about loss
第7题
The variable (A) in the utility function represents the:()
A.investor's return requirement.
B.investor's aversion to risk.
C.certainty-equivalent rate of the portfolio.
D.minimum required utility of the portfolio.
第9题
All of the following are behavioral investor types identified by Pompian EXCEPT the:
A) active accumulator.
B) guardian.
C) friendly follower.
第10题
A. A putable bond and a floating-rate bond.
B. A mortgage-backed security and a convertible bond.
C. A zero-coupon bond and a Treasury strip.
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